OVERVIEW
- Fundamental concepts in audit
- Risk-based audit approach
- Regulatory framework in AML
- Critical areas of AML review (Detailed coverage of various areas)
- Control assessment in AML function
- The role of supervisors
- Common exceptions in AML audit
KEY LEARNING OBJECTIVES
- Understand the role of AML audits in strengthening compliance frameworks
- Learn techniques for assessing and improving customer due diligence processes
- Develop actionable audit recommendations to enhance governance and oversight
WORKSHOP TRAINER
Ravi Lahoti is a Chartered Accountant and a Company Secretary by qualification and has more than two decades of experience in the Banking Sector in Audit and AML domains. In his previous roles he headed the Audit function at Bandhan Bank and prior to that was the Money Laundering Reporting Officer and Head – AML at HDFC Bank.
REGISTRATION
ABA members can avail of two free registrations per institution for this workshop. To get nominated under the free registration, please contact the local ABA liaison at your institution, and write to programs@aba.org.tw.
ABOUT FINTELEKT
Fintelekt Advisory Services Pvt Ltd is one of the Knowledge Partners of the ABA. It is a specialist in training and advisory in anti-money laundering (AML) and countering the financing of terrorism (CFT) within banking and financial services sectors. It systematically invests its time and effort in building the skill level of professionals working in the banking and financial sector by assimilating and dispensing industry-reviewed best practices and knowledge.
